Practice 06

Risk & Compliance

Anticipate risk, strengthen integrity and build operations that stand up to scrutiny from banks, regulators, investors and business partners.

When we can help

An investment or transaction faces regulatory, institutional, third-party, or sanctions risk.
The business needs policies, controls, due diligence, or a defensible banking file.
AI, data, or automation is being introduced and requires use, security, and human-review rules.

Services

Enterprise and regulatory risk

Identification and prioritisation of legal, regulatory, operational, and financial risks connected to objectives and controls.

Institutional scenarios, permits, counterparties, continuity, government decisions, and contractual exposure for investments and boards.

Policies and processes for conflicts, gifts, third parties, government interactions, speak-up channels, and contractual clauses.

Identification of beneficial owners, controlling persons, intermediaries, and reputational or money-laundering risks.

SDN screening, 50 Percent Rule, U.S. nexus, sectors, licences, payments, counterparties, contracts, and viability.

Corporate, financial, tax, contractual, beneficial ownership, and sanctions files for banks and payment providers.

Use cases and protocols covering confidentiality, security, traceability, human review, and professional accountability.

Governance, access, confidentiality, vendor dependency, and continuity of technology-enabled processes.

Monitoring of obligations, permits, clauses, reports, and board resolutions with decision traceability.

Next step

Request a meeting or contact us via WhatsApp. We will arrange an initial conversation with the partners best suited to your needs.